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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Channel Islands, Edinburgh, South East, more...
EUROPE UK, Luxembourg, France, Ireland, more...
USA New York City, Jersey City, San Francisco, Stamford, more...
RoW China, Singapore, UAE, Australia, more...
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91-120 of 461 Jobs Company Location Date
Head of External Reporting
Man Group
Salary: Competitive
UK-London 06 Nov
Managing a team of qualified accountants, working with the Group Financial Controller to structure & present the Group’s acco...
Head of ICAAP
Not Disclosed
Salary: £Excellent + bonus
UK-London 05 Nov
Our client is a Global IB and is currently recruiting a senior individual to report into the Head of Controls (MD) and own th...
Regulatory Manager
Odgers Select
Salary: Competitive
UK-London 28 Oct
The business operates through four divisions: Asset Management, Banking, Corporate Finance and Securities and is seeking an e...
Business Analyst/ Project Manager: SharePoint
Not Disclosed
Salary: Market Rate
UK-London 27 Oct
Leading Global European Investment Bank seeks a business analyst to run various projects within their in–house learning and t...
Lead Compliance Associate - Project Specialist
Bank of America
Salary: Competitive + excellent b...
UK-London 27 Oct
Bank of America's Anti-Money Laundering Group is one of five specialist teams that make up our compliance department, support...
FSA Arrow Visit Project Manager
Poolia Limited
Salary: £40001-80000
UK-London 22 Oct
London based investment bank requires an internal project manager to prepare the business for the FSA Arrow audit. Experience...
Control Group Compliance Officer
Badenoch & Clark
Salary: Salary: £50-60000
UK-London 26 Sep
Leading Investment Bank still actively recruiting for a Control Room Compliance Officer
Private Equity Advisory Compliance
Badenoch & Clark
Salary: 80-110000
UK-London 26 Sep
Leading Investment Bank still actively recruiting for a Private Equity Advisory Compliance
KYC Specialist
Badenoch & Clark
Salary: 35-55000
UK-London 26 Sep
Leading Investment Bank still actively recruiting for a KYC Specialist.
Fixed Income Compliance Advisory
Badenoch & Clark
Salary: £80-110000
UK-London 26 Sep
Leading Investment Bank still actively recruiting for a Fixed Income Advisory Compliance Director.
Commodities Compliance Officer
Badenoch & Clark
Salary: £60-85K
UK-London 26 Sep
Leading Investment Bank still actively recruiting for a Commodities Advisory Compliance Associate Director.
Assistant Compliance Officer
PSD Group
Salary: £65 plus bonus and benefi...
UK-London 08 Sep
Our client is a leading global Investment management firm with an extensive track record in providing alternative investment...
Regulatory Oversight for Equities and Capital Markets
Michael Page (Compliance)
Salary: A great package is availa...
UK-London 23 Jul
A group level position carrying out Regulatory Oversight for the London based Head office of an international Banking Firm...
Commercial Solicitor - Leading Investment Manager/Private Bank
Joslin Rowe Legal
Salary: £Negotiable
UK-London 21 Nov
Our client is a leading European investment management and private banking entity and is seeking a Commercial Solicitor .The...
Securities Surveillance Director
Michael Page (Compliance)
Salary: Extremely competitive, ex...
UK-London 23 Jul
An excellent opportunity to work in a high profile, visable compliance role for a top tier investment bank, which has an exte...
Company Secretarial Administrator
Macquarie
Salary: Information not provided
China-Hong Kong 22 Nov
Opportunity for a Company Secretarial Administrator in Mumbai to be responsible for the Company Secretarial function in India...
US Company Secretarial Operations Attorney
Macquarie
Salary: Information not provided
USA-NY-New York City 22 Nov
The US Company Secretarial Division is in need of an Attorney in their New York office.
Supervisory Analyst/Editor- Contract role
Macquarie
Salary: Information not provided
USA-NY-New York City 22 Nov
You will be editing, approving and publishing Macquarie research from the US and Asia. 3 Month contract position.
Director - Risk
Macquarie
Salary: Information not provided
Australia-Sydney 22 Nov
With a transactional focus you will ensure that all corporate and strategic arrangements fulfil our obligations to both APRA...
Compliance & Risk Manager - Financial Services
Financial Directions Ltd
Salary: Negotiable
Ireland-Dublin 22 Nov
Compliance & Regulatory Risk Manager - Financial Services experience required. Please contact Kristy on 01 642 5246
(ICSA) Chartered Secretary - International Vacancy
Financial Directions Ltd
Salary: Negotiable
Ireland-Dublin 22 Nov
(ICSA) Chartered Secretary - International Vacancy required for financial firm. Advise on corporate governance, structures an...
Construction Lawyer (Development) - Dubai
The Panel
Salary: Negotiable
UAE-Dubai 22 Nov
Our client, a multinational property development company, ($3 billion turnover), is growing a team of construction lawyers to...
Company Secretary - Cayman Islands
The Panel
Salary: Negotiable
Cayman Islands 22 Nov
Experienced Company Secretary required by leading law firm in Grand Cayman. Escape the doom and gloom and enjoy the highest s...
Irish/UK Qualified Lawyers - Cayman Islands
The Panel
Salary: Negotiable
Cayman Islands 22 Nov
Leading global law firms required experienced Irish/UK lawyers to join their teams in Grand Cayman. Extremely competitive tax...
In-house Funds Lawyer - Luxembourg
The Panel
Salary: Negotiable
Luxembourg 22 Nov
Leading global fund management company requires an experienced Fund Lawyer to join their team in Luxembourg. Excellent opport...
Legal Counsel, VP, Funds - Dublin
The Panel
Salary: Negotiable
Ireland-Dublin 22 Nov
Legal Counsel, Vice President, required for leading financial services organisation in Dublin. You must have at least 5 years...
Legal Counsel - Aviation Leasing - Dublin
The Panel
Salary: Negotiable
Ireland-Dublin 22 Nov
Our client, one of the world's leading aircraft lessors, is actively recruiting for the position of Legal Counsel.
AML - Surveillance Manager
Legend Global Search, Inc...
Salary: $118K +
USA-NY-New York City 22 Nov
AML - Surveillance Manager - Financial Services Company
Chief Regulatory Officer
Legend Global Search, Inc...
Salary: $203K
USA-NY-New York City 22 Nov
Chief Regulatory Officer - Financial Services, Investment Bank, and Asset Management Firm
Sigma Global Services
Legend Global Search, Inc...
Salary: $125 + Bonus - flexible,...
USA-NJ-Wayne 22 Nov
Sigma Global Services - Pharmaceutical Company
Jobs: Compliance / Legal (91-120 of 461 Jobs)
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